CFA Standards of Practice

Card Set Information

Author:
nadallc2008
ID:
270686
Filename:
CFA Standards of Practice
Updated:
2014-04-16 18:45:48
Tags:
CFA Standards Practice Ethics
Folders:
CFA
Description:
Currently a broad listing of the 7 standards. These will get more detailed as I learn more about each standard and compile that information into these flash cards.
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  1. Standard I
    Professionalism
  2. Standard II
    Integrity of Capital Markets
  3. Standard III
    Duties to Clients
  4. Standard IV
    Duties to Employers
  5. Standard V
    Investment Analysis, Recommendations, and Actions
  6. Standard VI
    Conflicts of Interest
  7. Standard VII
    Responsibilities as a CFA Institute Member or CFA Candidate
  8. Code
    CFA Institute Code of Ethics
  9. Standards
    CFA Institute Standards of Professional Conduct
  10. AMC
    Asset Manager Code of Professional Conduct - drafted specifically for firms upholding CFA Institute Code & Standards

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