Series 7 Formulas

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Author:
medmikebb717
ID:
49039
Filename:
Series 7 Formulas
Updated:
2010-11-13 15:09:32
Tags:
Series Formulas
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Description:
Series 7 Formulas
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  1. 1) Conversion Ratio definition

    1) Conversion Ratio formula

    2) Conversion Price definition

    2) Conversion Price formula

    3) Parity Price definition

    3) Parity Price formula
    1) the higher the ratio, the higher the number of common shares exchanged per convertible security

    1) par value of convertible bond / conversion price on equity

    2) price at which bond can be converted to stock

    2) par value / the conversion ratio

    3) price at which a convertible security equals price of the stock

    3) price of convertible security / conversion ratio
  2. POP

    sales charge %
    Nav per share / (1-sales charge)

    (POP - NAV) / POP
  3. SMV at maintanence


    LMV at maintanence
    total CR / 1.3

    total DR / .75
  4. Comined Margin account formula:
    LMV + CR - DR - SMV = EQ
  5. Debt service ratio
    NI / (P + i)
  6. 1) tax free yield

    2) tax equiv yield
    1) corp rate x (1-tax bracket)

    2) muni rate / (1-tax bracket)
  7. dollar cost average
    total $ purchased / # shares purchased
  8. average market price
    share price total / number of investments
  9. outstanding shares
    issued shares - treasury shares

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