Series 7 Yes/No

Card Set Information

Author:
medmikebb717
ID:
49172
Filename:
Series 7 Yes/No
Updated:
2010-11-12 17:58:56
Tags:
Series Yes No
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Description:
Series 7 Yes/No
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  1. Are closed end fund shares negotiable?
    Yes
  2. Do nominal quotes have to be identified as such when given?
    Yes
  3. Can a covered call be performed in a cash account?
    Yes
  4. Is shareholder approval is required if a corporation wishes to make a stock dividend distribution?
    YES
  5. Are corporate bonds are traded on the NYSE?
    YES

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